Retirement Plans: Preparation Best Practices for Compliance Testing & Audit

Knowing what your auditor and TPA are looking for during your organization’s employee benefit plan compliance testing and audit can give insight into how to prepare. However, how do you know what they are looking for? Additionally, what do you do with the findings from the compliance testing and audit to better position your company for future success audits? Finally, we will discuss upcoming changes to limited scope audits.

Listen as we heard from experts who not only help develop your employee benefit plan(s), but also audit them. We heard from; Laura Murrer (CPA with Latitude Retirement), Kerri Walz (Manager with VonLehman CPA & Advisory Firm), and John Kirk (Partner with Graydon) who served on a panel of experts moderated by Paul Carl (Vice President/Retirement Plan Consulting with HORAN).